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Questions to Ask Before Investing

check out before you invest 1. Is the investment registered in Maine or with SEC? If not, you may not want to invest. Equally important to ask: is the investment right for you given your financial needs and circumstances?

2. Is the person selling you this investment licensed in Maine? If not, beware.

3. Do you understand all of the important features of the product, including expenses and commissions, holding periods, surrender charges or penalties, tax consequences, and so on? If not please get more information before proceeding.

Check Before You Invest

Call the Office of Securities to check out a broker, investment adviser or investment:
1-877-624-8551
www.investors.maine.gov